Framework

Six approaches to dealing with resistance to change

The question it answers

When staff push back on a planned change, which approach should a CEO or department head use, given why they resist, how much power the manager holds and how urgent the change is?

Origin
Kotter & Schlesinger, 1979; Oreg et al., 2011
Diagram type
Comparison table
Level of analysis
Team
Clay steps with a looping glass arrow, icon for change management

Diagram

Six approaches to dealing with resistance to change

CriterionUsed whenAdvantageDrawback
Education and communicationInformation or analysis is missing or inaccurateOnce persuaded, people often help with implementationCan be very time consuming if many people are involved
Participation and involvementInitiators lack the information needed to design the change, and others have considerable power to resistParticipants commit to the change, and their information goes into the planCan be very time consuming if participants design an inappropriate change
Facilitation and supportPeople resist because of adjustment problemsNo other approach works as well for adjustment problemsCan be time consuming, expensive and still fail
Negotiation and agreementSomeone or some group will clearly lose out and has considerable power to resistSometimes a relatively easy way to avoid major resistanceCan be too expensive if it alerts others to negotiate for compliance
Manipulation and co-optationOther tactics will not work or are too expensiveCan be a relatively quick and inexpensive solution to resistanceCan cause problems later if people feel manipulated
Explicit and implicit coercionSpeed is essential and the initiators hold considerable powerFast, and can overcome any kind of resistanceRisky if it leaves people angry with the initiators

When to use it, and when not to

Use it when

Choose the speed first, then the approach. Go slower if you expect intense resistance, hold less power than the resisters, or need their information and commitment; go faster when failing to change threatens performance and survival in the short run. Where there is a choice, the authors advise leaning towards the slower, more participative end, because forcing change has many negative side effects.

Pitfalls

Pitfall

The commonest mistake, according to Kotter and Schlesinger, is to use one approach or a narrow set of them whatever the situation, instead of diagnosing the reason for resistance first. They name four common reasons: fear of losing something of value, misunderstanding the change, believing it does not make sense for the organisation, and low tolerance for change. Oreg et al.'s (2011) review of 79 quantitative studies lists how a change is run, for example participation, communication and information, among the antecedents of recipients' reactions.

Sources

References

Listed A–Z by author surname, Harvard style. A source with a DOI links to https://doi.org/…; one without links to its page or says plainly that it has no DOI.

  1. Kotter, J.P. and Schlesinger, L.A. (1979) ‘Choosing strategies for change’, Harvard Business Review, 57(2), pp. 106–114.No DOIhbr.orgSource page
  2. Oreg, S., Vakola, M. and Armenakis, A. (2011) ‘Change recipients' reactions to organizational change: a 60-year review of quantitative studies’, The Journal of Applied Behavioral Science, 47(4), pp. 461–524.doi:10.1177/0021886310396550Cited in 1 article